Yesterday, I was lamenting the lack of interesting Maryland appellate opinions to write about on this blog. But, I let one slip by last month: the Court of Special Appeals’ opinion in Schneider v. Little.
This is a medical malpractice case that was initially tried in Harford County in 2010, and resulted in a verdict of over three-and-a-half million dollars ($3,557,398.00). That’s a large verdict anywhere, and an excellent verdict in this relatively conservative county.
The plaintiff’s injuries certainly warranted the verdict—during the surgery she lost the equivalent of her entire body’s blood volume, and after the surgery it was clear that she suffered a major injury to her spinal cord. In fact, she was permanently paralyzed from the waist down, with little ability to control her bladder or bowel.
But the question before the court was not whether that was too much money; it was whether the trial judge made the right decisions regarding two key pieces of evidence. The defense argued that the judge was wrong to exclude proof of a 2007 CAT scan, and wrong to allow evidence that the defendant doctor was not board certified (there was another ruling about whether an anesthesiologist could testify on causation [he could], but that’s not nearly as interesting as these two issues).
A brief word on the underlying facts of the case, because they are important to understanding the issues that the court wrestled with in their decision. Plaintiff was brought in for surgery to her heart—her doctors intended to perform an aorta bifemoral bypass. Complications ensued during surgery, and they decided instead to perform an axillofemoral bypass. The doctors inserted a graft in between the axillary artery and the femoral arteries.
No doubt this is a serious surgery. Plaintiff argued that the operation was botched because the doctor missed a softball: the graft was the wrong size for her aorta. This mismatch, the plaintiff argued, was a 16 by 9 mm graft being sewn to a 7 to 8 mm aorta. The following evidence was relevant to plaintiff’s claim of a mismatch:
- The doctor’s dictated operative note described the aorta as very small, measuring 7 to 8 mm.
- A vascular surgeon testified at trial that, based on an angiogram (a type of radiology scan), the aorta was approximately 8 mm.
The defendant argued that there was no mismatch—the plaintiff had a larger aorta (14 to 15 mm), and the dictated note merely contained an error. In support of defendant’s argument:
- The original dictated note was lost, and the defendant had to redo it fifteen days later, explaining why he made the mistake in size.
- Though wrong, it was understandable for the defendant to refer to the aorta as 7 to 8 mm—that number represents the internal space of the aorta, not the full diameter of the aorta.
- A 2007 CAT scan showed the size of plaintiff’s aorta to be 14 to 15 mm.
- A different vascular surgeon testified that the aorta was 14 mm, based on the angiogram and a prior stent placed in plaintiff’s aorta.
- The vascular surgeon also testified that a normal pediatric (not adult) aorta would be 7 to 8 mm.
The size of the aorta was clearly the most important issue in the case. If the plaintiff was right and she had a small aorta—she wins. If the defendant was right and her aorta was full size, he wins.
The 2007 CAT Scan
The Court of Special Appeals ruled that the trial judge got it wrong and that the 2007 CAT scan was admissible. The plaintiff wanted to exclude it for obvious reasons and argued that the scan was not produced in discovery. The scan itself was not from defendant Schneider; rather, it was from another defendant, Upper Chesapeake Medical Center. Defendant Schneider argued that he received the scan from UCMC; the plaintiff conceded that to be true, but claimed that she did not get that scan. The cover letter enclosing discovery from UCMC did not specifically mention the 2007 CAT scan. If UCMC failed to provide the plaintiff with the scan, it was a violation by UCMC, not the defendant doctor. None of the expert witnesses or doctors mentioned the scan during depositions.
Arguably, plaintiff should have first realized that there was a 2007 CAT scan, at least, two weeks before trial. Itwas produced by one of the other defendants (the opinion isn’t totally clear, but it looks like plaintiff had a copy of the 2007 CAT scan report, which should have put them on notice that a CAT scan existed long ago; Plaintiff’s experts should have asked for it, considering that aorta size was such a big issue). Plaintiff next heard about the CAT scan during opening statements, when the doctor mentioned that it conclusively showed the size of the aorta. Despite that opening revelation, plaintiff did not show the CAT scan to her experts. Instead, her experts testified and went home.
After deciding that the trial court was wrong to classify the CAT scan disclosure/lack of disclosure as a discovery violation (largely because the doctor had no way to know whether the other defendant sent the same materials to the plaintiff), the Court of Special Appeals clarified the correct way to determine if evidence could be excluded based on a discovery violation, assuming that one even existed. The judge must follow what are known as the Taliaferro Factors:
- Whether the violation was technical or substantial;
- Timing of the violation;
- Reason for the breach;
- Degree of prejudice to each party;
- Whether prejudice could be cured by a postponement, and the desirability of a postponement
Here, the Court of Special Appeals ruled that, even if there had been a discovery violation (there wasn’t, according to the Court), then the judge should have applied these factors to determine whether the CAT scan was admissible.
The CAT scan is only useful to the extent that an expert could have testified about it—as mentioned, there was no discussion of the CAT scan during any expert’s deposition. The trial judge got this right—he had the discretion to preclude the experts from testifying about the CAT scan, based on Maryland Rule 2-402(g) and the expert opinion disclosure rules. Importantly, non-experts would be able to testify—the defendant doctors, for example, could have testified about the meaning of the CAT scan. The defense would have been in an interesting position, though. The plaintiff would certainly argue that it was self-serving and that none of the defendant’s experts testified about the CAT scan. I think a jury could go either way with that.
The Board Certification Issue
The defendant was trained as a general surgeon back in the days before vascular surgery was subject to board certification. Back then, vascular surgery was part and parcel of general surgery, which Schneider was board certified in originally. When vascular surgery separated, Schneider let his board certification in general surgery lapse, and he never became board certified in vascular surgery. Clearly, figuring out whether this matters when placed in context is something, in my opinion, a jury can figure out.
During the trial, the doctor testified extensively about his credentials—he helped to bring Upper Chesapeake Medical Center to Bel Air, he was on the Board of Directors of that institution, he taught medical students at Johns Hopkins, he was an author, and he was involved in many professional organizations.
The plaintiff hammered home on the board certification issue, noting that every expert was board certified in vascular surgery except the defendant, and even the defendant’s expert said that board certification was a big deal. The Harford County trial judge allowed the evidence in, citing the common sense notion that “if you are going to puff up, they get to puff down.”
The Court of Special Appeals disagreed and ruled that board certification was inadmissible, because it was not relevant to whether the doctor did what he was supposed to do during surgery. The Court’s logic also makes sense—this was not a case of “opening the door” to evidence about board certification. Were that the case, any mention of the doctor’s good qualities would be subject to mention about any of his bad qualities. That just can’t be the rule—we don’t need evidence that a defendant is mean to his office staff or a bad tipper. Some might argue that the board certification is irrelevant because the standard of care is the same whether a doctor is board certified or not. Others would point out that it is essential to the jury’s understanding for credibility—the defendant doctor might believe he did the right thing — but he lacks the training that some of the experts had, so he was not able to understand what he did wrong. I think it should all come into evidence for the jury to decide for themselves what matters, but reasonable minds can differ.
One of the take-home lessons is trite but true: it is unwise to rely on other parties. Schneider believed that Upper Chesapeake sent the same CD containing the 2007 CAT scan to all parties. Plaintiff believed that it never got the CD. If true, it was a discovery violation, but not Schneider’s fault. You never know what a judge is going to do with that—the safe course is, before the end of all discovery, send all of the other parties the total of all evidence and discovery you have received. In most cases it will all fit on one or two CDs, or easily on a small $4.00 flash drive. It’s better than having to argue that something was never properly served.
So now, the parties will go back and have a new trial, unless either side asks the Court of Appeals to review the Court of Special Appeals’ decision, or unless they settle it. A settlement seems unlikely—the defense is banking on that 2007 CAT scan, which could go a long way to convince a jury that there was no mistake during the surgery.